Wholesale Conduct Risk and Capital Markets Manager
Wholesale Conduct Risk and Capital Markets Manager

Wholesale Conduct Risk and Capital Markets Manager

Full-Time 43200 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead client projects on risk and regulatory issues in banking.
  • Company: Join KPMG, a top global consultancy with a rich history of supporting the UK.
  • Benefits: Enjoy flexible work options, including remote work and part-time opportunities.
  • Why this job: Make an impact in the financial sector while developing your skills in a dynamic environment.
  • Qualifications: Strong understanding of banking, risk management, and regulatory frameworks required.
  • Other info: Open to candidates across the UK; flexibility is key!

The predicted salary is between 43200 - 72000 £ per year.

Wholesale Conduct Risk and Capital Markets Manager – KPMG – Consulting

By encompassing a wide range of disciplines across a breadth of areas such as Strategy, Forensic, Risk and Regulatory, People and Talent, and Operational and Financial Transformation, we become immersed in our clients' organisations, applying sector knowledge and technology solutions to deliver the best possible outcomes and get it right first time.

Why Join KPMG as a Wholesale Conduct Risk and Capital Markets Manager ?

The KPMG Consulting function is a cornerstone of our business. Operating from London we do work that matters, serving the country with diligence and expertise.

KPMG is one of the world's largest and most respected consultancies. We've supported the UK through times of war and peace, prosperity and recession, political and regulatory upheaval. We've proudly stood beside the institutions and businesses which make the UK what it is.

What will you be doing?

• We require the individual to deliver technical client projects around risk and regulatory issues for our banking clients.

• Support internal product development of material relating to risk and regulatory topics, in particular on wholesale conduct risk and / or Non-Financial Regulatory Reporting (NFRR).

• Advise clients on the benefits and impact of regulations, current industry practices and advancements.

• Keep abreast of all latest trends and any new regulations, leveraging international SME support where applicable.

• The individual will be required to apply their skills to a broad range of regulatory and risk-related issues supporting both regional and national propositions.

What will you need to do it?

• Strong understanding of banks and/or trading businesses, including an understanding of financial services firms' businesses, products, structures, governance frameworks, risk management and process and control arrangements, in the Banking and/or Investment Management sectors

• Strong familiarity with the ‘three lines of defence’ model

• A practical understanding of the role of key bank functions including Front office, Market Risk, Product control, Treasury and Compliance

• Strong stakeholder and relationship management skills and ability to develop and maintain strong internal and external networks

• Excellent oral / written communication, planning, project management, networking and influencing skills.

• Strong project management skills and the ability to manage a team of professional staff, including decision-making, time management, prioritisation, organisation, and evaluation skills

• Experience of regulation impacting banking clients and knowledge of new regulatory developments impacting them

• Flexibility and agility to contribute to a broad range of banking risk engagements

• Flexibility to work across the UK (and internationally) where required

Advantageous

• Experience of Governance, Risk and Compliance (GRC) tools such as MetricStream

• Higher qualification in mathematical subject (Maths, Economics, Physics, Engineering etc) (or other related degree or professional qualifications) or programming skills.

• Data Handling / Python Coding skills

Key Skills;

• Knowledge of regulatory and other developments impacting the wholesale banking sector, for example:

o Risk and Control frameworks

o Non-Financial Regulatory Reporting

o FX Conduct and Fed Order experience

o Benchmarks Regulation & IOSCO Principles for Financial Benchmarks

o Market Abuse

o Front office controls

o Short selling regulations

o ESG Ratings

Our Locations:

We are open to talk to Wholesale Conduct Risk and Capital Markets Manager i n the UK as this is where the team is based.

With 20 sites across the UK, we can potentially facilitate office work, working from home, flexible hours, and part-time options. If you have a need for flexibility, please register and discuss this with our team.

Find out more:

Within Consulting we have a range of divisions and specialisms. Click the links to find out more below:

• Consulting at KPMG:

• ITs Her Future Women in Tech programme:

• KPMG Workability and Disability confidence:

For any additional support in applying, please click the links to find out more:

• Applying to KPMG:

• Tips for interview:

• KPMG values:

• KPMG Competencies:

• KPMG Locations and FAQ:

Wholesale Conduct Risk and Capital Markets Manager employer: KPMG

KPMG is an exceptional employer, offering a dynamic work environment in London where you can engage with a diverse range of clients and projects that truly matter. With a strong commitment to employee growth, KPMG provides ample opportunities for professional development, flexible working arrangements, and a supportive culture that values collaboration and innovation. Join us to be part of a respected consultancy that not only navigates the complexities of the financial sector but also champions a work-life balance and inclusivity.
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Contact Detail:

KPMG Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Wholesale Conduct Risk and Capital Markets Manager

✨Tip Number 1

Make sure to stay updated on the latest regulatory changes and trends in the banking sector. This knowledge will not only help you during interviews but also demonstrate your commitment to the role.

✨Tip Number 2

Network with professionals in the banking and consulting industries. Attend relevant events or webinars to connect with potential colleagues and learn more about KPMG's culture and values.

✨Tip Number 3

Familiarize yourself with the 'three lines of defence' model and be prepared to discuss how it applies to risk management in banking. This will show your understanding of key concepts that are crucial for the role.

✨Tip Number 4

Highlight any experience you have with Governance, Risk and Compliance (GRC) tools or programming skills, such as Python. These technical skills can set you apart from other candidates and align with KPMG's needs.

We think you need these skills to ace Wholesale Conduct Risk and Capital Markets Manager

Understanding of banking and trading businesses
Knowledge of financial services products and governance frameworks
Familiarity with the three lines of defence model
Experience in risk management and control arrangements
Stakeholder and relationship management skills
Excellent oral and written communication skills
Project management skills
Ability to manage a team effectively
Knowledge of regulatory developments impacting banking clients
Flexibility to work across various banking risk engagements
Experience with Governance, Risk and Compliance (GRC) tools
Higher qualification in a mathematical subject or programming skills
Data handling and Python coding skills
Knowledge of Non-Financial Regulatory Reporting
Understanding of market abuse regulations and front office controls

Some tips for your application 🫡

Understand the Role: Before applying, make sure you have a solid understanding of the Wholesale Conduct Risk and Capital Markets Manager position. Familiarize yourself with KPMG's consulting services and how they relate to risk and regulatory issues in banking.

Tailor Your CV: Customize your CV to highlight relevant experience in banking, risk management, and regulatory compliance. Emphasize your understanding of the 'three lines of defence' model and any experience with Governance, Risk and Compliance (GRC) tools.

Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for the role and KPMG's mission. Discuss your stakeholder management skills and how you can contribute to their consulting function, particularly in delivering technical client projects.

Highlight Relevant Skills: In your application, be sure to mention specific skills that align with the job description, such as project management, communication, and flexibility to work across various banking risk engagements. If you have programming or data handling skills, include those as well.

How to prepare for a job interview at KPMG

✨Understand the Regulatory Landscape

Make sure you have a solid grasp of the current regulations affecting the banking sector, especially those related to wholesale conduct risk. Familiarize yourself with recent changes and how they impact clients, as this will demonstrate your expertise and readiness for the role.

✨Showcase Your Stakeholder Management Skills

Prepare examples that highlight your ability to manage relationships with various stakeholders. KPMG values strong interpersonal skills, so be ready to discuss how you've successfully navigated complex stakeholder environments in past roles.

✨Demonstrate Project Management Experience

Be prepared to talk about your project management experience, particularly in relation to risk and regulatory projects. Highlight specific instances where you led a team, managed timelines, and delivered results under pressure.

✨Communicate Clearly and Effectively

Since excellent communication skills are crucial for this role, practice articulating your thoughts clearly. Be concise and structured in your responses during the interview, and don't hesitate to ask clarifying questions if needed.

Wholesale Conduct Risk and Capital Markets Manager
KPMG
K
  • Wholesale Conduct Risk and Capital Markets Manager

    Full-Time
    43200 - 72000 £ / year (est.)

    Application deadline: 2027-03-23

  • K

    KPMG

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