Senior Compliance Manager

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Base pay range

The Client

We are working with a well-established law firm who are searching for a Senior Compliance Manager to join the team. They are a business law specialist, advising and representing a range of businesses, based in the heart of the city.

The Role

• Manage the central onboarding process and deliver services aligned with the firm’s strategic priorities and proactively make improvements to the gatekeeping function.
• Develop, motivate and line manage the central onboarding team.
• Allocate and delegate work within the team to ensure that the client and matter onboarding process is delivered effectively and in accordance with the firm’s Policies, Controls and Procedures (PCPs).
• Perform Quality Assurance checks and approval of client and matter onboarding compliance checks.
• Draft escalation reports in accordance with the firm’s (PCPs).
• Manage the shared compliance inbox and ensure that requests are acknowledged and dealt with in a timely manner.
• Assist the MLRO in dealing with compliance queries.
• Maintain and monitor Central Registers and provide regular management information reports to the Head of Compliance.
• Deliver training and support to the central onboarding team, provide guidance to the legal teams and other business support teams on internal processes and procedures.
• Manage third party accounts (including compliance ID&V screening tools).
• Administer events in the annual compliance calendar.
• Coordinate projects and assist the Head of Compliance in managing cross functional improvements within the business.

Your Profile

• 5+ years experience within AML/ Compliance – preference is within a law firm.
• Prior team management experience is highly advantageous.
• Ability to commute to the office on a hybrid basis.

Seniority level

Not Applicable

Employment type

Full-time

Job function

Finance

Industries

Law Practice, Legal Services, and Professional Services

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