Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: You'll oversee European regulations and manage the FundRecs platform.
- Company: Join Neuberger Berman, a leading investment management firm committed to diversity and inclusion.
- Benefits: Enjoy a collaborative work environment with opportunities for growth and learning.
- Why this job: This role offers hands-on experience in regulatory compliance and a chance to make an impact.
- Qualifications: Knowledge of MiFID II and EMIR regulations is essential; be a fast learner and team player.
- Other info: Neuberger Berman values diversity and is an equal opportunity employer.
The predicted salary is between 36000 - 60000 £ per year.
This position will report directly to the Head of the London Middle Office, with the prime focus on all European regulations (MiFID II Transaction and Trade Reporting, EMIR I (Bi-lateral Broker Reconciliation), EMIR (DTCC Transaction Reporting Reconciliation), but mainly responsible for the FundRecs platform.
Primary Responsibilities
- Responsible for the Regulatory oversight for:
- MiFID II Transaction Reporting (UnaVista)
- MiFID II Trade Reporting (TRAX/Aladdin)
- EMIR Transaction Reporting Reconciliation (FundRecs)
- EMIR ReFit 2024
- EMIR Bilateral Reconciliation (TriResolve)
- ASIC Transaction Reporting (FundRecs)
- MAS Transaction Reporting (FundRecs)
Key Requirements / Qualifications (essential unless stated)
- MiFID II and EMIR/ASIC/MAS regulations (essential)
- Fast learner with a passion to perform
- Good team player
- Prioritization and multi-tasking skills
- Good attention to detail with risk mitigating abilities
Neuberger Berman is an equal opportunity employer. The Firm and its affiliates do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual orientation, gender identity, disability, citizenship status or protected veteran status, or any other characteristic protected by local, state, or federal laws, rules, or regulations.
#J-18808-Ljbffr
Regulatory Analyst employer: TN United Kingdom
Contact Detail:
TN United Kingdom Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Analyst
✨Tip Number 1
Familiarize yourself with the specific European regulations mentioned in the job description, such as MiFID II and EMIR. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the regulatory field, especially those who have experience with platforms like FundRecs and TriResolve. Engaging with industry experts can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Stay updated on recent changes in regulatory frameworks and market practices. Being knowledgeable about current events and trends will show that you are proactive and passionate about the field.
✨Tip Number 4
Prepare to discuss your ability to handle regulator inquiries and your experience with onboarding new portfolios. Highlighting these skills during the interview will showcase your readiness for the responsibilities of the role.
We think you need these skills to ace Regulatory Analyst
Some tips for your application 🫡
Understand the Regulations: Familiarize yourself with MiFID II, EMIR, ASIC, and MAS regulations. Highlight your knowledge of these regulations in your application to demonstrate your suitability for the role.
Tailor Your CV: Customize your CV to emphasize relevant experience and skills related to regulatory oversight and transaction reporting. Use specific examples that showcase your attention to detail and ability to manage multiple tasks.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your passion for regulatory analysis and your understanding of the FundRecs platform. Mention any previous experience with similar platforms or regulations.
Highlight Teamwork and Communication Skills: In your application, provide examples of how you have successfully collaborated with teams or partners in previous roles. Emphasize your ability to communicate effectively, especially in relation to regulatory inquiries.
How to prepare for a job interview at TN United Kingdom
✨Know Your Regulations
Make sure you have a solid understanding of MiFID II and EMIR regulations. Be prepared to discuss how these regulations impact the role and the company, as well as any recent changes in the regulatory landscape.
✨Demonstrate Your Analytical Skills
As a Regulatory Analyst, you'll need strong analytical skills. Prepare examples from your past experiences where you've successfully analyzed data or resolved complex issues related to regulatory compliance.
✨Showcase Team Collaboration
Highlight your ability to work effectively in a team. Be ready to share instances where you've collaborated with others, especially in high-pressure situations or when onboarding new portfolios.
✨Stay Updated on Market Changes
Regulatory environments are constantly evolving. Show that you are proactive by discussing how you keep yourself informed about regulatory updates and market changes, and how this knowledge can benefit the team.
