Part time Marketing Compliance Specialist

THE COMPANY: Our client is an award-winning investment manager, providing Real Estate funding, Private Equity and is a leading provider of growth capital. They also run an Equities fund. This is a 15 hrs a week role paying £55K pro rated (£20,600 for the 15 hrs) Mainly remote with 2 days a month in either the London, Manchester or Edinburgh offices.

THE RESPONSIBILITIES:

1. Review and approve financial promotions, marketing materials and other communications to clients and external distributors to ensure compliance with regulatory standards.
2. Work closely with the marketing team to ensure that promotional strategies are compliant.
3. Maintain an up-to-date knowledge of relevant regulatory changes and the impact these may have on promotional activity and materials. Support the team on the implementation of any necessary changes.
4. Liaise with other relevant teams to ensure that all external materials are factually correct and are frequently updated, reviewed and approved.
5. Maintain accurate records of all reviewed and approved materials.
6. Maintain a strong relationship with the Product team to understand product and service specifics.

EXPERIENCE REQUIRED:

1. Strong understanding of FCA financial regulations and compliance requirements in relation to financial promotions and client communications.
2. Previous experience in a similar role is essential.
3. Consistently demonstrates high levels of discretionary effort.
4. Kind and trustworthy.
5. Exceptional organisation skills with the ability to multi-task and prioritise workloads and demands from across the business.
6. Effective time management skills & ability to deliver in accordance with strict timetables.
7. Excellent attention to detail.
8. Ability to manage stakeholder expectations.
9. Ability to develop and maintain strong working relationships with colleagues and contacts within other business areas.

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