Head of Compliance - Proprietary Trading

Head of Compliance – Proprietary Trading

Our client is a London-based proprietary trading business looking for a Head of Compliance to work in a UK-based team.

Key Responsibilities:

1. Act as main point of contact with regulatory bodies and exchanges.
2. Ensuring regulatory compliance with FCA and NFA rules.
3. Oversight of regulatory compliance framework.
4. Providing regulatory advice and guidance across the business.
5. Leading and developing a UK-based compliance team across multiple business lines.

About Simmons & Hanbury

Simmons & Hanbury is a specialist executive search firm that sources and secures the best human capital and future leaders for our clients. We provide an integrated international service to support our clients across the globe, from our group headquarters based in the heart of the City of London. We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services.

We are committed to creating an inclusive and accessible recruitment process for all candidates. If you require any reasonable adjustments to participate in the application process, please reach out directly. We welcome discussions about your needs and endeavour to provide support to ensure a positive experience.

Seniority level

Director

Employment type

Full-time

Job function

Legal

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