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For Companies At a Glance
- Tasks: Lead compliance efforts and provide regulatory advice to ensure adherence to all regulations.
- Company: Join a leading global investment management firm with a strong reputation in the industry.
- Benefits: Enjoy competitive compensation, mentorship opportunities, and a dynamic work environment.
- Why this job: Make a real impact in compliance while developing your leadership skills in a supportive team.
- Qualifications: Experience in compliance within asset or wealth management sectors is essential.
- Other info: This role offers a chance to chair compliance forums and influence key decisions.
The predicted salary is between 48000 - 72000 £ per year.
Leading global investment management and affiliated services provider seeks a Senior Regulatory Compliance Manager to support its European CCO in ensuring the firm remains compliant with all regulations. The successful candidate will provide advice to the business on regulatory matters encompassing prudential as well as conduct, representing compliance on committees and chairing compliance-related forums. As a leadership role, the incumbent will also assist in the development of the compliance team, providing mentorship and performance feedback. Furthermore, you will lead oversight of the firm\’s compliance risk assessment, ensuring adherence to risk management policies and frameworks. Candidates are sought with an appropriate level of compliance experience relative to the post gained predominantly in the asset and/or wealth management sectors, with working knowledge spanning SYSC, COBS, MIFIDPRU and ICARA.
Seniority level
- Mid-Senior level
Employment type
- Temporary
Job function
- Legal
- Industries: Financial Services and Investment Management
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Senior Regulatory Compliance Manager employer: Hays
Contact Detail:
Hays Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Regulatory Compliance Manager
✨Tip Number 1
Make sure to highlight your experience in regulatory compliance, especially within the asset and wealth management sectors. Tailor your discussions to showcase your knowledge of SYSC, COBS, MIFIDPRU, and ICARA during any networking opportunities.
✨Tip Number 2
Engage with industry professionals through LinkedIn or relevant forums. Building connections with individuals who are already in compliance roles can provide insights into the company culture and expectations for the Senior Regulatory Compliance Manager position.
✨Tip Number 3
Stay updated on the latest regulatory changes and trends in the investment management sector. Being knowledgeable about current events will not only help you in interviews but also demonstrate your commitment to the field.
✨Tip Number 4
Prepare to discuss your leadership style and how you have mentored others in previous roles. This is crucial as the position involves developing the compliance team, so showcasing your ability to lead and inspire will set you apart.
We think you need these skills to ace Senior Regulatory Compliance Manager
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Senior Regulatory Compliance Manager position. Understand the key responsibilities and required qualifications, especially regarding compliance regulations like SYSC, COBS, MIFIDPRU, and ICARA.
Highlight Relevant Experience: In your CV and cover letter, emphasize your experience in regulatory compliance, particularly in asset and wealth management sectors. Provide specific examples of how you've successfully navigated compliance challenges in previous roles.
Showcase Leadership Skills: Since this is a leadership role, be sure to highlight any experience you have in mentoring or developing teams. Discuss your approach to providing performance feedback and fostering a culture of compliance within an organization.
Tailor Your Application: Customize your application materials to reflect the specific requirements and language used in the job description. Use keywords from the posting to demonstrate that you are a strong match for the position.
How to prepare for a job interview at Hays
✨Showcase Your Regulatory Knowledge
Be prepared to discuss your understanding of key regulations such as SYSC, COBS, MIFIDPRU, and ICARA. Highlight specific experiences where you successfully navigated these regulations in previous roles.
✨Demonstrate Leadership Skills
Since this is a leadership role, be ready to share examples of how you've mentored team members or led compliance initiatives. Discuss your approach to developing a compliance team and fostering a culture of adherence.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-world compliance scenarios. Think of examples where you identified compliance risks and implemented effective solutions.
✨Engage with the Interviewers
Show your interest in the firm by asking insightful questions about their compliance culture and challenges. This demonstrates your proactive attitude and genuine interest in contributing to their success.
