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- Tasks: Lead compliance audits and provide expert guidance on regulatory frameworks.
- Company: Join a dynamic regulatory consultancy specializing in wholesale investments.
- Benefits: Enjoy competitive salary, bonuses, private medical insurance, and hybrid work options.
- Why this job: Shape compliance strategies in a high-impact role with growth opportunities.
- Qualifications: Experience in wholesale investment compliance and strong knowledge of regulations required.
- Other info: Diversity is valued; we encourage applicants from all backgrounds.
The predicted salary is between 60000 - 80000 £ per year.
Compliance Manager – Wholesale Investments
Location: London, UK
Contract: Permanent
Salary: £70,000 – £90,000 per annum plus bonus and benefits
Why This Role?
Are you an experienced compliance professional with expertise in wholesale investments? This is a fantastic opportunity to join an exciting regulatory consultancy, providing expert advice and solutions across the Investments sector. You’ll play a pivotal role in delivering high-quality compliance support, helping them navigate complex regulatory challenges.
What’s in It for You?
- Strategic Impact: Work closely with clients across investments, hedge funds, private equity, and fund administration.
- Diverse Responsibilities: Lead audits, oversee regulatory compliance, and provide tailored solutions.
- Career Growth: Be part of a growing team, with opportunities to develop your expertise in MiFID II, AIFMD, and market abuse regulations.
- Competitive Benefits: Enjoy bonus, private medical insurance, gym contributions, pension schemes, and hybrid working arrangements (2 days in the office)
The Role
In this position, you will:
- Provide expert compliance guidance on MiFID II, AIFMD, market abuse, short selling, and offshore fund establishment.
- Support regulatory projects, including compliance framework reviews, audits, and policy updates.
- Maintain up-to-date knowledge of regulatory requirements, ensuring timely implementation across policies and procedures.
- Develop and maintain trusted client relationships, advising firms on best practices.
- Mentor junior team members and contribute to a culture of excellence in compliance consulting.
About You
- Proven experience in wholesale investment compliance, ideally with exposure to hedge funds and private equity. Prior consulting experience is preferred but not essential.
- Strong working knowledge of regulatory frameworks, including MiFID II, AIFMD, SFTR, EMIR, and SM&CR.
- Ability to work independently, manage multiple projects, and deliver high-quality client service.
- Excellent communication skills, with a proactive and detail-oriented approach.
- Relevant financial qualifications (e.g., CISI IOC, IAD, PCIAM, or working towards equivalent certifications) are desirable.
Why Join?
This is a chance to take on a high-profile role in a leading consultancy, shaping regulatory compliance across wholesale investments. If you\’re looking for a challenging yet rewarding position, apply now or get in touch for more details.
At Twenty84, we believe in the power of diversity as a key component of innovation, growth, and success. We promote a culture where every individual—regardless of race, ethnicity, gender, age, religion, sexual orientation, ability, or background—feels valued, respected, and empowered. We are committed to helping our clients create inclusive environments that promote equal opportunities, and we actively seek to attract a diverse workforce.
Compliance Manager - Wholesale Investments employer: twenty84
Contact Detail:
twenty84 Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager - Wholesale Investments
✨Tip Number 1
Make sure to stay updated on the latest regulatory changes in MiFID II, AIFMD, and other relevant frameworks. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance excellence.
✨Tip Number 2
Network with professionals in the wholesale investments sector. Attend industry events or webinars where you can meet potential colleagues and learn more about the challenges they face in compliance.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully navigated complex regulatory challenges in your previous roles. This will showcase your problem-solving skills and experience in compliance.
✨Tip Number 4
Familiarize yourself with the company’s values and culture. Understanding their commitment to diversity and inclusion can help you align your responses during the interview and show that you’re a good fit for their team.
We think you need these skills to ace Compliance Manager - Wholesale Investments
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Manager position. Highlight key responsibilities and required skills, such as expertise in MiFID II and AIFMD, to tailor your application accordingly.
Highlight Relevant Experience: In your CV and cover letter, emphasize your experience in wholesale investment compliance, particularly with hedge funds and private equity. Use specific examples to demonstrate your expertise and how it aligns with the role.
Showcase Your Skills: Clearly outline your strong communication skills and ability to manage multiple projects. Mention any relevant financial qualifications you possess, like CISI IOC or IAD, to strengthen your application.
Craft a Compelling Cover Letter: Write a personalized cover letter that reflects your understanding of the company’s values and commitment to diversity. Explain why you are passionate about compliance in the investments sector and how you can contribute to their team.
How to prepare for a job interview at twenty84
✨Showcase Your Compliance Expertise
Make sure to highlight your experience in wholesale investment compliance, especially with regulations like MiFID II and AIFMD. Be prepared to discuss specific examples of how you've navigated complex regulatory challenges in previous roles.
✨Demonstrate Your Strategic Thinking
Since this role involves providing expert advice, be ready to explain how you approach compliance issues strategically. Discuss how you would lead audits and develop tailored solutions for clients, showcasing your problem-solving skills.
✨Emphasize Relationship Building
Building trusted client relationships is key in this role. Share examples of how you've successfully managed client interactions and provided high-quality service, as well as how you mentor junior team members to foster a culture of excellence.
✨Stay Updated on Regulatory Changes
Show your commitment to staying informed about the latest regulatory developments. Discuss any recent changes in regulations that could impact wholesale investments and how you would implement these changes in policies and procedures.
