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- Tasks: Join our London team as a Compliance Analyst, focusing on compliance programs and personal account dealing.
- Company: Millennium is a leading firm dedicated to maintaining high compliance standards in the asset management industry.
- Benefits: Enjoy a collaborative work environment with opportunities for training and professional growth.
- Why this job: Be part of a dynamic team that values ethics and compliance while gaining valuable industry experience.
- Qualifications: Proficiency in Microsoft Office, strong attention to detail, and familiarity with asset management regulations preferred.
- Other info: Ideal for those looking to kickstart their career in compliance within a supportive and engaging workplace.
The predicted salary is between 36000 - 60000 £ per year.
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MERJE is collaborating with a prominent Insurance business in the search for a committed Compliance Analyst. As the Compliance Analyst you will lead the evaluation of insurer and Delegated Authority agreements while championing meticulous management of the TOBA Register. Your expertise will enhance the drive for regulatory compliance and streamline operational efficiency.
Key Responsibilities:
- Spearhead the review and secure sign-offs for insurer agreements
- Oversee and maintain the TOBA register, conducting periodic checks
- Monitor and review Delegated Authority Agreements, ensuring adherence to stipulated terms
- Stay updated with regulatory shifts, adjusting client TOBAs and agreements accordingly
- Undertake due diligence on potential producing brokers, establishing and monitoring agreements
- Facilitate information collation for audits, reviews, and approvals
- Engage in profit share and other agreement reviews, emphasizing client transparency
- Contribute to the Annual Compliance Plan delivery and participate in regulatory change projects
- Collaborate closely with Placement, Broking, and Operations Teams to refine TOBA management processes
Requirements:
- Exceptional attention to detail paired with analytical prowess
- Proven organisational skills, adept at managing tasks and prioritising workload
- Comprehensive understanding of general insurance and financial services
- Ability to discern when matters require escalation
- Agility in adapting to evolving priorities and conditions
- Ongoing or completed industry accreditation such as CII/ICA is advantageous, though not mandatory
Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful.
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Compliance Analyst employer: TN United Kingdom
Contact Detail:
TN United Kingdom Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Familiarize yourself with the specific compliance regulations relevant to the asset management industry, such as MiFID and AIFMD. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the role.
✨Tip Number 2
Network with professionals already working in compliance roles within the financial sector. Engaging with them can provide insights into the day-to-day responsibilities and challenges of a Compliance Analyst, which can be beneficial during your application process.
✨Tip Number 3
Showcase your proficiency in Microsoft Office Suite, especially Excel, by practicing data analysis and reporting tasks. Being able to demonstrate these skills in practical scenarios can set you apart from other candidates.
✨Tip Number 4
Prepare for potential interview questions by thinking about how you would handle specific compliance scenarios or breaches. Having clear examples ready will illustrate your problem-solving abilities and your proactive approach to compliance.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Understand the Role: Take the time to thoroughly read the job description for the Compliance Analyst position. Understand the key responsibilities and qualifications required, especially focusing on Personal Account Dealing (PAD) policies and compliance processes.
Tailor Your CV: Customize your CV to highlight relevant experience in compliance, asset management regulations, and any previous roles in banking or asset management. Emphasize your attention to detail and communication skills, as these are crucial for the role.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your enthusiasm for the Compliance Analyst position. Mention specific experiences that relate to the responsibilities outlined in the job description, such as monitoring, testing, and compliance reporting.
Highlight Relevant Skills: In your application, make sure to emphasize your proficiency in Microsoft Office Suite, particularly Excel, as well as your ability to manage multiple tasks and work autonomously. These skills are essential for success in this role.
How to prepare for a job interview at TN United Kingdom
✨Know the Compliance Landscape
Familiarize yourself with key regulations like MiFID and AIFMD. Understanding these will show your commitment to compliance and help you discuss how they impact the role.
✨Demonstrate Attention to Detail
Prepare examples from your past experiences that highlight your strong attention to detail. This is crucial for a Compliance Analyst, especially when dealing with sensitive information.
✨Showcase Your Communication Skills
Be ready to discuss how you've effectively communicated compliance requirements in previous roles. Strong oral and written communication skills are essential for this position.
✨Prepare for Scenario-Based Questions
Think of potential compliance scenarios you might face and how you would handle them. This will demonstrate your problem-solving abilities and proactive approach to compliance challenges.
