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- Tasks: Join a small team to enhance compliance programs and tackle complex regulatory issues.
- Company: A leading hedge fund in London focused on high compliance standards and ethical practices.
- Benefits: Gain valuable experience in finance while working in a dynamic and supportive environment.
- Why this job: Make a real impact on the firm's success and grow your career in finance compliance.
- Qualifications: Bachelor's degree in Finance, Economics, Law, or related field; 2-5 years compliance experience required.
- Other info: Opportunity to work closely with senior stakeholders and participate in diverse projects.
The predicted salary is between 43200 - 72000 £ per year.
Compliance Associate (Generalist) – Hedge Fund – London
Company Overview:
Our client is a leading hedge fund based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Associate to join their Compliance team and contribute to the success and growth of the firm.
Role Overview:
As a Compliance Associate, you will play a crucial role in maintaining and enhancing the firm\’s compliance programme. You will report to the Head of Compliance and will be part of a small team. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.
Key Responsibilities:
· Prepare and document the compliance monitoring programme including testing
· Advising the business on regulatory change
· Regulatory reporting across multiple jurisdictions
· Trade surveillance
· Creating, managing, and enhancing policies and procedures
· Compliance systems reviews and audits
· PA dealing
· Gifts and Entertainment
· Compliance training for staff at all levels including partners
· Ad hoc project work
Requirements:
· Bachelor\’s degree in Finance, Economics, Law, or a related field.
· 2-5 years generalist compliance experience working for an alternative investment firm.
· Strong knowledge of UK financial regulations and industry best practices.
· Excellent analytical and problem-solving skills with high attention to detail.
· Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.
If you believe you have the skills and experience to excel in this role and contribute to the firm’s continued success, we encourage you to apply.
For more details, please contact Jon Pettet at jon.pettet@blackswangroup.com
Compliance Associate - Hedge Fund employer: Black Swan Group
Contact Detail:
Black Swan Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate - Hedge Fund
✨Tip Number 1
Familiarize yourself with the latest UK financial regulations and compliance standards. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the hedge fund industry, especially those working in compliance roles. Attend industry events or join relevant online forums to gain insights and potentially get referrals.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles. Be ready to explain how you approached these issues and what the outcomes were, as this will showcase your problem-solving skills.
✨Tip Number 4
Research the firm’s compliance culture and recent regulatory changes that may impact their operations. Tailoring your conversation around these topics during interviews can set you apart from other candidates.
We think you need these skills to ace Compliance Associate - Hedge Fund
Some tips for your application 🫡
Understand the Role: Make sure you fully understand the responsibilities and requirements of the Compliance Associate position. Tailor your application to highlight your relevant experience in compliance, particularly within hedge funds or alternative investment firms.
Highlight Relevant Experience: In your CV and cover letter, emphasize your 2-5 years of generalist compliance experience. Provide specific examples of how you've dealt with regulatory changes, compliance monitoring, or trade surveillance in previous roles.
Showcase Analytical Skills: Demonstrate your analytical and problem-solving skills in your application. Use concrete examples to illustrate how you've successfully navigated complex compliance issues and communicated them effectively to stakeholders.
Tailor Your Cover Letter: Craft a personalized cover letter that addresses the firm's commitment to compliance and regulatory adherence. Mention your understanding of UK financial regulations and express your enthusiasm for contributing to their compliance programme.
How to prepare for a job interview at Black Swan Group
✨Understand Financial Regulations
Make sure you have a solid grasp of UK financial regulations and industry best practices. Be prepared to discuss how these regulations impact compliance processes and how you've navigated them in your previous roles.
✨Showcase Analytical Skills
Highlight your analytical and problem-solving skills during the interview. Prepare examples of complex compliance issues you've encountered and how you resolved them, demonstrating your attention to detail.
✨Communicate Effectively
Since the role requires clear communication with diverse stakeholders, practice articulating complex compliance topics in a straightforward manner. This will show your ability to convey important information effectively.
✨Prepare for Compliance Scenarios
Anticipate questions related to compliance monitoring, regulatory changes, and trade surveillance. Think through how you would approach these scenarios and be ready to share your thought process and solutions.
