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For Companies Arthur are working with a London Market Insurance Broker as they seek a Compliance Manager to join their dynamic team. Reporting into the Senior Compliance Manager, you will be responsible for helping the wider compliance team with the production and maintenance of the group regulatory compliance framework with a focus on regulatory conduct.
Main Duties
- Assist the broking business with implementation of new changes arising either from regulatory or strategic changes.
- Review of breach registers and E&O’s to identify control weaknesses, trends and root cause analysis.
- Staying on top of horizon scanning across UK and EU to ensure effective oversight of regulatory and legislative changes.
- Supporting with oversight of Appointed Representatives.
- Assisting with ensuring the firm’s SMCR accountabilities are accurate.
- Ensuring stakeholders are aware of the latest regulatory expectations including FCA conduct rules and financial promotions standards.
- Champion the FCA Conduct and Consumer Duty rules, acting as a point of contact to seek advice from.
- Collaborating with the wider Compliance team to ensure appropriate policies exist to comply with legislation.
About You
- Ability to manage, prioritise and work independently.
- Experience in regulatory compliance in insurance.
- Strong understanding and demonstrable experience with ICOBS.
- Exceptional written and verbal communication skills.
- Genuine desire to progress and develop personally.
- Previous experience in regulatory Conduct themes.
Compliance Manager - Broker employer: LinkedIn
Join a leading London Market Insurance Broker that values compliance and integrity, offering a vibrant work culture where your contributions directly impact the regulatory landscape. With a strong focus on employee development, you will have access to continuous learning opportunities and the chance to collaborate with a dynamic team dedicated to excellence in compliance. Located in the heart of London, this role not only provides a competitive salary and benefits but also places you at the forefront of industry changes, ensuring your career grows alongside the evolving regulatory environment.
Contact Detail:
LinkedIn Recruiting Team
