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- Tasks: Conduct compliance monitoring reviews and present findings to senior management.
- Company: Join a leading Investment Management firm with a strong reputation in Financial Services.
- Benefits: Enjoy hybrid working with 2 days in the office and 3 days from home.
- Why this job: Make an impact by improving compliance processes and working with senior leaders.
- Qualifications: Regulatory Compliance experience and knowledge of Consumer Duty regulations required.
- Other info: Initial 12-month contract with potential for permanent position.
The predicted salary is between 36000 - 60000 £ per year.
Interim Senior Compliance Monitoring Officer Initial 12-Month FTC – good potential for becoming permanent Investment Management Bath (Hybrid, 2 days per week in the office, 3 days WFH) You’ll be responsible for conducting regular and ad hoc compliance monitoring reviews, producing concise, informative reports highlighting your findings, recommendations and areas for improvement, and presenting them to senior management. You’ll then monitor the implementation of any corrective actions and recommendations. You’ll have good Regulatory Compliance experience within a Financial Services business and have previous Compliance Monitoring experience (either in a dedicated Monitoring capacity or as part of a wider, generalist role). You’ll have a good working knowledge of Consumer Duty regulations, whilst excellent communication and stakeholder management skills are essential. If so, click apply and send over your CV. Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for a confidential discussion or email me at mark.wilson@willowresourcing.co.uk telling me that you’re interested. We’ll pick it up from there. Seniority level Associate Employment type Contract Job function Other Industries: Investment Management and Financial Services #J-18808-Ljbffr
Interim Senior Compliance Monitoring Officer employer: Willow Resourcing Limited
Contact Detail:
Willow Resourcing Limited Recruiting Team
mark.wilson@willowresourcing.co.uk
StudySmarter Expert Advice 🤫
We think this is how you could land Interim Senior Compliance Monitoring Officer
✨Tip Number 1
Familiarise yourself with the latest Consumer Duty regulations and any recent changes in compliance monitoring practices within the investment management sector. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a rapidly evolving field.
✨Tip Number 2
Network with professionals in the financial services industry, particularly those who work in compliance roles. Engaging with them on platforms like LinkedIn can provide insights into the company culture at StudySmarter and may even lead to referrals or recommendations.
✨Tip Number 3
Prepare to discuss specific examples of your previous compliance monitoring experiences. Think about challenges you've faced, how you addressed them, and the outcomes. This will showcase your problem-solving skills and ability to implement corrective actions effectively.
✨Tip Number 4
Practice your communication and presentation skills, as these are crucial for the role. Consider doing mock presentations of compliance reports to friends or colleagues to build confidence in articulating your findings and recommendations clearly.
We think you need these skills to ace Interim Senior Compliance Monitoring Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in Regulatory Compliance and Compliance Monitoring. Use specific examples that demonstrate your skills in conducting compliance reviews and producing reports.
Craft a Strong Cover Letter: Write a cover letter that addresses the key responsibilities of the role. Emphasise your understanding of Consumer Duty regulations and your ability to communicate effectively with senior management.
Showcase Stakeholder Management Skills: In your application, provide examples of how you've successfully managed stakeholders in previous roles. This will demonstrate your communication skills and ability to present findings effectively.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or typos. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Willow Resourcing Limited
✨Know Your Regulations
Make sure you have a solid understanding of Consumer Duty regulations and other relevant compliance frameworks. Brush up on recent changes in the financial services sector, as this knowledge will demonstrate your expertise and commitment to the role.
✨Prepare Your Reports
Since you'll be responsible for producing concise reports, practice summarising complex information clearly and effectively. Bring examples of past reports you've created to showcase your ability to highlight findings and recommendations.
✨Showcase Your Communication Skills
Excellent communication is key for this role. Be ready to discuss how you've successfully presented findings to senior management in the past. Use specific examples to illustrate your stakeholder management skills and how you've navigated challenging conversations.
✨Demonstrate Your Monitoring Experience
Be prepared to talk about your previous compliance monitoring experience. Highlight specific projects or reviews you've conducted, focusing on your methodology and the outcomes. This will help the interviewers see your practical experience in action.
