Regulatory Oversight & Assurance Partner (up to £37,000 DOE)

Location: Hybrid – based in Glasgow City Centre

Salary: up to £37,000 DOE

Here at Golden Charter, we’re on an exciting growth and transformation journey and want you to be part of it! Over the next 12 months and beyond, we have an ambitious growth strategy. We’re modernising our systems and processes and reviewing how we position ourselves in the market. We have introduced a refreshed first line of defence function, Customer Trust, within our Customer department, led by our Head of Customer Trust.

What’s in it for you?

• Working arrangements which focus on delivering exceptional service to our customers and achieving our business objectives—regardless of location
• Flexible benefits allowance that supports you to choose your benefits
• Generous annual bonus
• Health cash plan
• Enhanced Family Friendly leave and many more...

What you’ll be doing:

As part of the Customer Trust team, you’ll be responsible for the execution of the first line assurance/oversight plan. You’ll use your technical compliance and risk expertise to undertake testing to evaluate the design and operational effectiveness of our internal controls. Reporting to the Oversight & Assurance Manager, some of your key responsibilities will include:

• Designing and conducting thematic reviews across the first line
• Delivering accurate, clear and insightful thematic review reports
• Identifying and supporting the implementation of and testing controls across our customer journey
• Supporting the production of valuable and insightful reporting on a monthly basis

What we’re looking for:

We are seeking an individual who possesses demonstrable knowledge of FCA regulations, governance frameworks, and compliance standards. In addition, the successful candidate will have the ability to design and deliver thematic risk reviews and effective control monitoring, working closely with colleagues.

Does this sound like a role you’d be interested in? If so, apply now!

Seniority level: Entry level

Employment type: Full-time

Job function: Legal