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- Tasks: Lead legal and regulatory compliance efforts in England & Wales, focusing on AML and MAR processes.
- Company: Join a reputable law firm known for its commitment to compliance and risk management.
- Benefits: Competitive salary of £160,000 - £190,000 with potential for long-term opportunities.
- Why this job: Be a key player in shaping compliance policies and making a real impact in the legal field.
- Qualifications: Senior compliance experience in a law firm and strong knowledge of UK regulations required.
- Other info: This is an interim role with a chance for long-term growth within the firm.
The predicted salary is between 160000 - 190000 £ per year.
The role is responsible on a day-to-day basis for legal and regulatory compliance in England & Wales.
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AML and Market Abuse Regulation (MAR) processes.
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Work closely with and provide support to the AML and Accounts teams based in the Hong Kong office in relation to AML compliance and related matters in Asia.
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Provide support to the Firm’s US offices and General Counsel’s Office regarding the application and implementation of applicable European legislation, including data protection, criminal finances/failure to prevent, AML Regulations and MAR.
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Act as the main point of contact for and advise the Firm on compliance related matters in the London office.
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Lead the development, implementation and revision of written policies, controls and procedures, as required.
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Lead audits for key clients creating processes and adapting policies where required
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Provide leadership and advice to the Firm in connection with regulatory and legislative matters
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Provide leadership on risk management and maintain the Firm’s risk, breach, data breach, complaints and gifts & hospitality registers
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Work with the COLP and the Operational Management Team in London to ensure that the Firm’s practice in England & Wales is compliant with the SRA’s Code of Conduct/ Standards & Regulations
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Support the COLP to ensure compliance with and advise the Firm on legislation.
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Responsible for managing the client due diligence (CDD) and anti-money laundering verification process for clients and third party payers on European matters and US matters.
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Provide leadership and strategic direction in connection with the development of the Firm’s AML policies, controls and processes (PCPs).
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Work closely with and provide support to the London based Data Protection Partner, the Firm’s Privacy Team and General Counsel’s Office in relation to GDPR and local data protection laws.
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Develop and deliver compliance training for lawyers and support staff in the London office,
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Meet/report weekly to the COLP, London Office Heads and London Director of Office Administration.
The role provides support to the Compliance Officer for Legal Practice, the Compliance Officer for Finance and Administration, the Money Laundering Reporting Officer, the Operational Management Team in London (Accounts, HR, Office Services), the Data Protection Partner and the wider Privacy Team and the Office of General Counsel in New York., * 1
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A credible and trusted senior member of staff who is able to influence others and is regarded as an expert
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Previous experience in a senior level compliance role in a law firm
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Previous experience of managing a team
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Sound knowledge and understanding of the regulations governing a law firm in England & Wales.
The firm are offering a salary of £160,000 – £190,000 depending on experience.
This is a varied role. Whilst the role is initially an interim role, there is a long term opportunity with the firm.
If you have any further questions about this opportunity, please don’t hesitate to contact Rowena at Lewis Row Recruitment.
European Counsel - Risk and Compliance employer: Lewis Row Ltd
Contact Detail:
Lewis Row Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land European Counsel - Risk and Compliance
✨Tip Number 1
Familiarize yourself with the specific legal and regulatory frameworks in England & Wales, especially around AML and MAR. This knowledge will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the compliance and legal sectors, particularly those who have experience in law firms. Engaging with them can provide insights into the firm's culture and expectations.
✨Tip Number 3
Prepare to discuss your previous experiences in managing compliance teams and leading audits. Highlight specific examples where you successfully implemented policies or improved processes.
✨Tip Number 4
Stay updated on recent changes in data protection laws and compliance regulations. Being knowledgeable about current trends will show that you are proactive and well-informed, which is crucial for this role.
We think you need these skills to ace European Counsel - Risk and Compliance
Some tips for your application 🫡
Understand the Role: Make sure you fully understand the responsibilities and requirements of the European Counsel - Risk and Compliance position. Tailor your application to highlight your relevant experience in legal and regulatory compliance, particularly in relation to AML and MAR.
Highlight Relevant Experience: In your CV and cover letter, emphasize your previous experience in a senior compliance role within a law firm. Provide specific examples of how you've managed teams and developed compliance policies, as well as your knowledge of regulations governing law firms in England & Wales.
Showcase Leadership Skills: Demonstrate your leadership abilities by detailing instances where you've led audits, developed training programs, or influenced compliance practices. This will show that you can provide strategic direction and support to various teams within the firm.
Tailor Your Application: Customize your cover letter to address the specific needs of the firm. Mention your understanding of the firm's operations in both Europe and the US, and how your expertise aligns with their compliance and risk management goals.
How to prepare for a job interview at Lewis Row Ltd
✨Understand the Regulatory Landscape
Make sure you have a solid grasp of the legal and regulatory compliance requirements in England & Wales, especially around AML and MAR. Be prepared to discuss how these regulations impact the firm's operations and your approach to compliance.
✨Showcase Your Leadership Skills
As this role involves providing leadership and strategic direction, be ready to share examples from your past experiences where you've successfully led teams or initiatives. Highlight your ability to influence others and drive compliance culture within a law firm.
✨Demonstrate Your Collaborative Approach
This position requires working closely with various teams, including those in Hong Kong and the US. Prepare to discuss how you have effectively collaborated with different departments in previous roles to achieve compliance objectives.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-world compliance scenarios. Think about challenges you've faced in compliance roles and how you navigated them, particularly in relation to client due diligence and data protection.
