At a Glance
- Tasks: Lead fund services operations, ensuring compliance and driving growth initiatives.
- Company: Join a leading investment management firm in London, known for innovation and excellence.
- Benefits: Enjoy competitive salary, professional development opportunities, and a dynamic work environment.
- Why this job: Make a real impact in fund services while working with top industry professionals.
- Qualifications: 15+ years in fund services, strong finance background, and excellent communication skills required.
- Other info: Ideal for seasoned professionals looking to shape the future of fund operations.
The predicted salary is between 72000 - 108000 £ per year.
Job Description
Responsibilities
- Plan, implement, and drive initiatives aligned with the firm’s business objectives to enhance fund service capabilities, consolidate opportunities for growth, and maintain competitiveness through new product implementation and operational improvements.
- Take comprehensive responsibility for fund operations, including but not limited to: fund accounting, valuations, investment risk oversight, compliance monitoring, day-to-day fund services activities, and fostering a culture of continuous improvement across fund services operations.
- Ensure comprehensive CASS compliance through monitoring, interpretation, and implementation of regulations, policies, and controls, including client money and custody asset rules.
- Conduct regular reviews, communicate regulatory updates, maintain asset safeguarding processes, oversee third-party provider compliance, coordinate audits and inspections, serve as the main internal and external liaison for CASS matters, and provide guidance and training on regulations and requirements.
- Ensure compliance with regulatory standards and industry norms by establishing and upholding effective risk management and compliance frameworks. Work closely with compliance and legal teams to design policies and procedures aimed at mitigating operational, financial, and regulatory risks. Stay abreast of regulatory updates and industry trends in fund services, adapting practices accordingly to maintain compliance.
Requirements
- Undergraduate degree in economics, finance, or similar field
- Advanced degree – e.g. MBA/CFA (desired)
- 15+ years experience in fund services operations within a wealth/asset management context within the UK market
- Proven understanding of fund administration procedures, investment products, and fund structures
- Strong communication and interpersonal skills; proficient in building and maintaining relationships with internal and external stakeholders.
- Experience with fund administration systems and technology platforms
Head of Fund Services, Investment Management, London - eFinancialCareers employer: eFinancialCareers
Contact Detail:
eFinancialCareers Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Fund Services, Investment Management, London - eFinancialCareers
✨Tip Number 1
Network with professionals in the investment management sector, especially those who have experience in fund services. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in the field.
✨Tip Number 2
Stay updated on regulatory changes and compliance requirements related to fund services. Subscribe to relevant newsletters or join professional groups that focus on CASS compliance and fund administration to demonstrate your commitment to staying informed.
✨Tip Number 3
Showcase your leadership skills by discussing any initiatives you've led that improved operational efficiency or compliance within fund services. Prepare specific examples that highlight your ability to drive change and foster a culture of continuous improvement.
✨Tip Number 4
Familiarise yourself with the latest fund administration systems and technology platforms. Being knowledgeable about these tools can set you apart from other candidates and demonstrate your readiness to enhance fund service capabilities at StudySmarter.
We think you need these skills to ace Head of Fund Services, Investment Management, London - eFinancialCareers
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in fund services operations, particularly within wealth or asset management. Emphasise your understanding of fund administration procedures and any advanced qualifications like an MBA or CFA.
Craft a Compelling Cover Letter: In your cover letter, clearly articulate how your 15+ years of experience align with the responsibilities outlined in the job description. Mention specific initiatives you've led that enhanced fund service capabilities or improved compliance.
Highlight Regulatory Knowledge: Given the importance of CASS compliance in this role, ensure you detail your experience with regulatory standards and your ability to implement policies and procedures that mitigate risks. This will demonstrate your capability to handle compliance matters effectively.
Showcase Communication Skills: Since strong communication and interpersonal skills are crucial for this position, provide examples in your application of how you've successfully built relationships with stakeholders, both internal and external. This could include leading teams or liaising with third-party providers.
How to prepare for a job interview at eFinancialCareers
✨Showcase Your Experience
With over 15 years in fund services operations, it's crucial to highlight your relevant experience. Prepare specific examples of how you've successfully managed fund accounting, valuations, and compliance monitoring in previous roles.
✨Demonstrate Regulatory Knowledge
Given the importance of CASS compliance in this role, be ready to discuss your understanding of client money and custody asset rules. Familiarise yourself with recent regulatory updates and be prepared to explain how you've implemented these in past positions.
✨Highlight Leadership Skills
As a Head of Fund Services, you'll need strong leadership capabilities. Be prepared to share instances where you've fostered a culture of continuous improvement or led teams through operational changes, showcasing your ability to drive initiatives aligned with business objectives.
✨Prepare for Technical Questions
Since experience with fund administration systems and technology platforms is essential, brush up on the tools you've used. Be ready to discuss how you've leveraged technology to enhance fund service capabilities and improve operational efficiencies.